Compliance Manager
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Title: Compliance Manager
Location: West Yorkshire, full-time remote-working available
Salary: Up to £50,000 + Benefits (pro-rata)
Contract: Initial 6-months, can be temp to perm
A national financial services organisation based in West Yorkshire is looking for an all-round Compliance Manager to join the growing team. This will be an initial 6-month contract, with the opportunity to go permanent. Supporting the Head of Risk & Compliance, you will play a pivotal part in ensuring all compliance measures are securely in place within this growing organisation.
Areas of responsibility include:
* Personal account dealing
* Financial promotions
* Gifts and hospitality
* Market abuse
* Telephone recording
* Complaints
* Breach recording
* Takeover panel disclosures
The successful candidate must have:
* Exceptional understanding of FCA regulations
* Experience in investments or pensions would be a preference
* Min. 5 years experience in a similar compliance role
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