Compliance Manager


Premium Job From BCT Resourcing

Recruiter

BCT Resourcing

Listed on

20th October 2020

Location

Wakefield

Salary/Rate

£40000 - £50000

Type

Contract

Start Date

2020-10-19

This job has now expired please search on the home page to find live IT Jobs.

Title: Compliance Manager

Location: West Yorkshire, full-time remote-working available

Salary: Up to £50,000 + Benefits (pro-rata)

Contract: Initial 6-months, can be temp to perm

A national financial services organisation based in West Yorkshire is looking for an all-round Compliance Manager to join the growing team. This will be an initial 6-month contract, with the opportunity to go permanent. Supporting the Head of Risk & Compliance, you will play a pivotal part in ensuring all compliance measures are securely in place within this growing organisation.

Areas of responsibility include:

* Personal account dealing

* Financial promotions

* Gifts and hospitality

* Market abuse

* Telephone recording

* Complaints

* Breach recording

* Takeover panel disclosures

The successful candidate must have:

* Exceptional understanding of FCA regulations

* Experience in investments or pensions would be a preference

* Min. 5 years experience in a similar compliance role

compliance manager, compliance officer, senior compliance officer, compliance generalist, financial services, senior compliance manager

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