Senior Compliance Analyst

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Role & Responsibilities:The focus of the role is primarily to provide hands-on delivery of Compliance services to the companies buy-side clients.Assist in developing and evolving standardised, efficient processes in support of Compliance Rule Advisory Services deliveryPerform the following service-related functions for Compliance Services clients:Initial service setup/implementation, including business requirements such as regulatory/legal requirements, business processes/work-flows, exception management, reporting, and rules of engagement;Compliance software rule writing/testing, report writing, exception management;Compliance software configuration changes;Compliance software upgrade testing;Problem troubleshooting, support, and resolution;Advising clients on "Best Practices" and optimal use of Compliance software. Required competencies:Experience interpreting and implementing regulations such as UCITS 3, Solvency II or other regulatory framework within a software platform is essential.Ability to understand and decipher Prospectus, Statement of Additional Information, Investment Policies and Client Guidelines.Knowledge of all types of investments, including complex derivative instruments.Experience with investment management Compliance software including functionality, work-flows, configuration, rule writing and testing, reporting, exception investigation, and issue resolution.General knowledge of database systems and how an automated compliance environment functions.Experience with monitoring shareholder disclosure/ foreign beneficial ownership is a plus.Compliance related experience with mutual funds, institutional accounts, insurance, hedge funds, private equity, or wealth management.Experience of multi-jurisdictional issues in EMEA e.g. FCA, Bafin.Proficient with UCITS III or IV, The Investment Company Act of 1940, and National Instrument 81-102. (@ min UCITS).Knowledge of investment management Compliance including domestic and international regulations and common Compliance department policies, procedures, and operations. Experience & Qualifications:Bachelor's degree in Business Admin, Finance or a Technical Discipline.Extensive experience working within the securities trading industry within Investment Management compliance.Strong hands-on Compliance Software experience i.e. a Rule based software system.Experience with any of the following software is desired,Trade Order Management software,Middle or Back Office trading applications, orFinancial applications.Fluency in French or German advantageous but not essentialSThree UK and Ireland is acting as an Employment Agency in relation to this vacancy.