Regulatory Compliance Consultant - London

This job has now expired please search on the home page to find live IT Jobs.

Position: Regulatory Compliance Consultant

Location: London,

Salary: Up to 70,000 per annum

Job type: Permanent

Field-based and operating within an FCA compliant environment.

Specifically to:

Visit clients on a periodic basis to carry out reviews of compliance monitoring, records, policies and procedures, followed by recommendations and a formal report to the Board

Responsibilities:

Organise the creation of compliance documentation including manuals and suitable frameworks to suit each clients business as it develops

Visit clients on a periodic basis to carry out reviews of compliance monitoring, records, policies and procedures, followed by recommendations and a formal report to the Board

Qualifications, Skills and Experience

5 years experience in a role gained working in an investment management, private wealth management or, broker/dealer environment

ADDITIONAL INFORMATION:

A consultancy background i.e comes from professional services firm from a regulatory team, top 4 consulting firms.

Has knowledge of FCA authorisations and the FCA rulebook;

KEY SKILLS

IT capability including Microsoft applications

Knowledge of FCA & EU regulatory frameworks, institutions and internal operating structures

If you have further inquiries about this role, please dont hesitate to contact our office at: 02033-71-7671