Compliance Officer

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Compliance Officer / Policy Statements / MPPI / Anti Money Laundering / AML / MLRO / National Crime Agency / West Midlands / Permanent / £20k-£25k

The Client:

The Client is looking for a Compliance Officer to join their west Midlands office.

The Role:

*Assists in embedding the Compliance Framework throughout all business areas

*Provide assurance to the business that it is operating within its policies and procedures and adhering to regulatory requirements.

*Operate within the framework for the identification, monitoring and reporting of financial crime within the business in line with regulatory requirements.

The requirements

*Work with other departments to embed the Compliance Framework, updating policy statements, investigating MPPI complaints, creating reports for the Executive Compliance Committee and the Audit & Compliance Committee.

*Complete compliance tasks, including compliance monitoring and quality assurance reviews as allocated, managing and prioritising own workload to ensure that work is completed within the specified timeframe.

*Able to review regulatory publications and assess the impact to the Business and update various documents as required.

*Carrying out anti-money laundering and financial crime reviews and daily transaction monitoring. Work with the MLRO to investigate any internal suspicious activity reports and report to National Crime Agency.

*Operate within the General Data Protection Regulations, monitoring compliance with the regulations in relation to policies, procedures, the protection of personal data and staff training. Process Data Subject Access Requests.

*Have a clear understanding of Operational Resilience, what constitutes an incident and the appropriate action to take when an incident occurs.

*Able to complete work accurately, within the required timeframe to a high standard.

Key Experience:

*Experience working in a compliance function.

*Have an open and approachable manner and the ability to communicate and work alongside all departments promoting a good compliance culture.

*Good written communications with attention to detail.

*Ideally hold a relevant qualification e.g. Compliance Diploma, Institute of Risk Management Certificate or Certificate in Mortgage Advice and Practice (Ce-Map)

Benefits:

This is a permanent position with benefits such as Pension, Health care and many more.

If this sounds of interest or you have any questions please don't hesitate to email me at [email protected].

Spring acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. The Spring Group UK is an Equal Opportunities Employer.

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