Compliance Manager


Premium Job From Huxley

Recruiter

Huxley

Listed on

28th June 2017

Location

London

Salary/Rate

£900 - £950

Type

Contract

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A Tier 1 Investment Bank are looking for a Compliance Manager to manage the EMEA Compliance banking team. They are looking for corporate and investment banking compliance coverage experience and strong banking product knowledge.

This role is on a 12 month contract, is based in the City and with a daily rate of £950.

Role Description

* To manage members of the EMEA GCIB Compliance Banking team on a daily basis, including allocation of tasks, review of performance and development of talent, providing them with adequate training and guidance, supporting them vis-a-vis other stakeholders, if and as necessary, and acting as escalation point where required.

* To execute the Compliance Risk Management Program for the GCIB business in the EMEA region, together with other teams and EAC functions

* Provide day-to-day Compliance coverage for the GCIB businesses within the EMEA region with a particular focus on the dedicated coverage area

* Provide assistance to the Business Controls Office in the development of supervisory practices.

* Conduct appropriate Monitoring & Testing in line with compliance risk assessments on a timely basis with appropriate escalation and resolution of any issues or matters arising from those activities.

Required Skills/Qualifications

Significant experience in Corporate and Investment Banking Compliance coverage and related products, including M&A, LevFin and industry coverage:

* A thorough understanding of private side businesses, capital markets and banking products;

* Sound risk management skills and an ability to apply good judgement, take decisions when required and to escalate when necessary;

* Ability to self-identify priorities, deliver to deadline and manage competing demands and stakeholders

* Genuine interest in the securities markets and banking world, regulation and changing legislation; managerial experience and expertise

If the above role sounds like you, please do not hesitate to apply directly through the site. Alternatively, you can contact me on the details below.

To find out more about Huxley, please visit www.huxley.com

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