Investment Bank Compliance/ Control Room/ Advisory


Premium Job From Aston Carter

Recruiter

Aston Carter

Listed on

20th April 2014

Location

London

Salary/Rate

£40000 - £90000

Type

Permanent

Start Date

ASAP

This job has now expired please search on the home page to find live IT Jobs.

Fixed Income business knowledge and Front Office experience and desire to move into compliance - compliance experience not necessary, providing you have a solid business knowledge and background.

Compliance Officer / Compliance Analyst required for Control Room and Advisory positions within

a top tier Investment Bank in London.

Ideal background will include a Compliance experience of Control Room or Advisory in an Investment Banking environment. Good knowledge of Fixed Income products and or Equities/ Equity Derivatives

Experience should include some of the following: monitoring and Surveillance, conflicts of interest, business advisory, stakeholder management, deep knowledge of local/UK and regional regulatory policy and guidelines, Management reporting (MI), escalation and remediation, Financial crime (AML/STF/KYC), Investigations, Sanctions etc.

Broad understanding of Investment Banking products, services and environment is a major plus, although not required, as training Will be given.

Salary level will be dependant on experience.

If you have Strong Business knowledge in Front Office Fixed Income / Derivatives and are genuinely interested in a move into a Compliance role - this is an ideal role for you.

Training on the compliance will be given to strong business facing candidates.

Allegis Group Limited and Aston Carter Limited operate Employment Businesses and Agencies and are companies within the Allegis Group Inc. group of companies, the fourth largest staffing company in the world, (collectively referred to as the "Allegis Group"). TEKsystems and Aerotek are divisions of Allegis Group Limited. Applicant data will be treated in accordance with the Allegis Group's Privacy Notice http://www.allegisgroup.com/Privacy/Default.aspx). By submitting personal data to any company or division within the Allegis Group, the applicant is providing explicit consent to the use of such data by the Allegis Group and to the transfer of such data to and from the Allegis Group companies within the UK, Europe and outside the European Economic Area in connection with the fulfilment of the applicant's voluntary requests, and the fulfilment of other job opportunities that match the applicant's profile, and confirms that they may be contacted about such job opportunities.

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