Compliance Manager


Premium Job From MyWorkAgency

Recruiter

MyWorkAgency

Listed on

25th August 2021

Location

Bournemouth

Salary/Rate

£40000 - £60000

Type

Permanent

Start Date

ASAP

This job has now expired please search on the home page to find live IT Jobs.

This is a remote position.Compliance Manager

Remote - Applicants must live within the UK

£40,000 - £60,000

My innovative client is an established start up within their niche, employing circa 160 people across the UK.

As an innovative disruptor within financial services, my client has built a bespoke - cutting edge platform, which enables their mortgage brokers to work efficiently and at a high volume - with an endless flow of direct online leads.

The market leading platform has enhanced the businesses performance, as a result consistent growth is up month to month - which has enabled organic growth.

As a result, my client is actively seeking an experienced Compliance Manager to manage compliance within my clients expanding mortgage and protection team.

The preferred applicant will have experience of working within a regulated business - ideally mortgages and firm wide compliance initiatives and has technical knowledge across a wide range of compliance areas - like compliance monitoring, conduct risk, TCF, SMCR and FCA reporting.

Requirements

You will grow and implement my clients compliance strategy and frameworkBe responsible for the oversight as the 1st line of defence and own the 2nd line of my clients defence compliance controls.Set and deliver against the Compliance Monitoring Plan (CMP), constantly reviewing outputs and adapting the CMP based on findings and risks associated.Lead, review and submit our regulatory reporting.Monitor, report and challenge the effectiveness of compliance controls, including incidents and issues that are raised so they can be appropriately managed.Give technical advice and guidance to the wider teams, using your excellent communication and interpersonal skillsEnsure the business's compliance takes a commercial and practical approach to risk-based challenges and offer appropriate solutions.Contributing and leading the reporting of compliance activity and management information at our Risk & Compliance committees.Keeping on top of industry and regulatory trends

Skills:

Conducting research and analysis to ensure the team are compliant with regulations across the businessConducting investigations to discover the root cause of compliance problems when they arisePerforming research to stay informed about environmental standardsEducating the team on how to improve complianceExamining and improving auditing processes to resolve compliance issues fast or prevent them entirelyAddressing any concerns that they may have about ethical and compliance matters within the businessMotivating employees to not only strive to meet compliance standards, but also to exceed them for operating efficiency?Leading and helping in the design of process and products that improve compliance

Benefits

As the successful applicant you will be rewarded with a competitive salary and an excellent commission structure

Work from home - my client will provide a laptop and necessary equipment / software which will enable you to excel.

The benefits package which includes paid holiday, pension, access to a flexible benefits portal where you can pick and chose the benefits that work for you and BUPA health insurance

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