lawyer - Financial Services Regulation


Premium Job From BCT Resourcing

Recruiter

BCT Resourcing

Listed on

12th April 2021

Location

London

Type

Permanent

Start Date

2021-04-12 10:24:33

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Associate - Financial Services Regulation
London


I am currently looking for a qualified lawyer with financial service technical expertise, 1-3 years PQE, from either private practice or in-house.

This role will be a mixture of contentious and non-contentious advisory and regulatory work and will be supporting lawyers and consultants in the wealth management market.

Key responsibilities will include;

* Structuring and advising on transactions including necessary regulatory notifications and approvals
* Advising on distribution arrangements involving advisor charges
* Dealing with FCA information requests and enforcement cases involving wealth management

Key skills and knowledge;

* 1-3 years PQE
* Some knowledge and experience in advising clients on retail investments
* Financial services technical experience
* Applicants welcome from both private practice and in-house

They offer;

* Working for a full range financial sector focused consultancy
* Flexible benefits that work for you
* Flexible working pattern / agile working

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