Charles River Development (CRD) Trading Compliance Consultant
Recruiter
SidTech
Listed on
10th November 2020
Location
London Bridge
Type
Contract
Start Date
2020-11-10 00:00:00
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Trading Compliance ConsultantIT Consulting Job Purpose and primary objectives: Have experience in managing the complex compliance for trading firms Key responsibilities (please specify if the position is an individual one or part of a team): Individual responsibility, but part of the larger team. Key responsibilities include - Gather and Understanding of the customer requirement - Coding in CRD tool - Perform Unit and Integration Testing - Facilitate User Acceptance Testing - Production rollout and documentation - Supervisory / Managerial responsibilities (please specify if the position will have persons reporting to it): No - Individual Contributor role - Other responsibilities - Budgets, targets, equipment etc (please specify): None Key Skills/Knowledge: Charles River Development (CRD), Charles River IMS (CR IMS), Trading Compliance Tools The focus of this role is primarily to provide hands-on delivery of compliance services to buy-side offerings. The position requires a candidate who can perform the following: ? Assist in the development and enhancement of Charles River Compliance Services. ? Assist in developing and evolving standardized, efficient processes in support of Compliance Services delivery. ? Deliver the following service-related functions for Compliance Services clients: ? Initial service setup/implementation, including business requirements such as regulatory/legal requirements, business processes/workflows, exception management, reporting, and rules of engagement. ? Compliance software rule writing/testing, report writing, exception management. ? Compliance software configuration changes. ? Compliance software upgrade/regression testing. ? Problem troubleshooting, support, and resolution. ? Advising clients on "best practices" and optimal use of Compliance software. ? Keep abreast of regional and global industry trends and regulatory issues. ? Work closely with SSGA team and Charles River to design and deliver regionally-relevant services. ? Actively participate in internal projects to optimize and scale the service. ? Provide exemplary customer service. Experience required: - Strong experience to compliance tools - Charles River Development (CRD) or Charles River IMS (CRIMS) - Knowledge of regulatory requirements including Investment Company Act of 1940, Internal Revenue Code, UCITS III - V, MiFid, AIFMD etc. - Ability to understand and decipher Prospectus, Statement of Additional Information, Investment Policies and Client Guidelines. - Knowledge of all types of investments vehicles - Experience with investment management Compliance software including functionality, workflows, configuration, rule writing and testing, reporting, exception investigation, and issue resolution. - General knowledge of database systems and how an automated compliance environment functions. - A background in SEC, IRS, and Client Mandated Compliance is a good plus point. - Must be organized, self-motivated and deadline driven. - Excellent written and oral presentation skills. - Creative and effective problem solving skills. - Strong analytical skills and strict attention to detail. - Excellent time-management skills. Duration of the Assignment: 12 months
