Senior Compliance Officer
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Senior Compliance Officer / Risk / Money Laundering / Financial Services Regulation / PRA / FCA / SMF16 / Permanent / London / 90k-100k
The Client:
*The client is a well established Financial Services company based in central London. They are currently recruiting for a Senior Compliance Officer to join their team.
The Requirements/ Responsibility's
*Responsible for the maintenance and execution of a risk based compliance framework
*Understanding of the PRA and FCA Regulatory framework
*Knowledge of financial services regulation
*Experience/Knowledge of industry practice compliance framework
*Report to the CRO, CEO and Audit Committee on compliance
*Responsible for quality assurance checks to ensure relevant compliance and conduct standards are being maintained
*This role will also hold the SMF16 function
The role is a permanent position based in Central London, with a competitive salary and benefits. If this sounds of interest or you have any questions please don't hesitate to email me at [email protected].
Spring acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. The Spring Group UK is an Equal Opportunities Employer.
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