Investment Compliance Analyst


Premium Job From Huxley

Recruiter

Huxley

Listed on

8th July 2019

Location

Dublin City Centre

Salary/Rate

£37773 - £41970

Type

Permanent

This job has now expired please search on the home page to find live IT Jobs.

The RoleYou will manage a number of complex clients with varied fund types (e.g. UCITS AIFs Pension funds) and assist them with onboarding new funds and maintaining the compliance monitoring of their existing funds reviewing Regulations prospectuses and investment management guidelines. RESPONSIBILITIES: Review and audit investment compliance restrictions and monitoring.Address/respond to all client services inquiries and fully research all issues arisingConduct service review calls on a regular scheduled basisAssist senior management with designated compliance projects and assignments and act as coordinator where requiredEnsure detailed documentation is maintained for audit purposesWork with IT and data teams to ensure all client requirements are addressed.Other duties as assigned. REQUIREMENTS:Bachelor's degree or equivalent with focus in business accounting or finance.3 years experience in the Financial Services industry (preferably in Investment Compliance)Strong securities knowledge and / or pursuing the CFA designationEffective verbal and written communication skills and excellent interpersonal skillsExcellent computer skills including knowledge of all Microsoft Office applications including Visual Basic.Strong research and analytical skillsAbility to develop and maintain business relationships both internal and external clients.Experience with MIG21 or other automated compliance engine an advantageSThree UK and Ireland is acting as an Employment Agency in relation to this vacancy.

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