Compliance Analyst

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Role & Responsibilities:

The focus of this role is primarily to provide hands-on delivery of compliance services to our buy-side clients. Delivering service-related functions for Compliance Services clients:Initial service setup/implementation, including business requirements such as regulatory/legal requirements, business processes/workflows, exception management, reporting, and rules of engagementCompliance software rule writing/testing, report writing, exception managementCompliance software configuration changesCompliance software upgrade/regression testing.Problem troubleshooting, support, and resolution.Advising clients on "best practices" and optimal use of Compliance software.Keep abreast of regional and global industry trends and regulatory issues.Work closely with colleagues across the regions globally to design and deliver regionally-relevant services.Effectively manage the internal systems, applications and controls to ensure adherence to the Global Compliance Services Workflow Procedures.Actively participate in internal projects to optimise and scale the service.Provide exemplary customer service.

Required competencies:

Proven experience with financial services, legal, securities trading and/or investment management complianceDemonstrable experience using a Rules based Compliance Engine.Knowledge of Investment Compliance Regulations e.g. UCITS III - V, MiFid, AIFMD etc.Ability to perform as a team member in a fast-paced, high-growth, mission critical service delivery environment with multiple projects and tasks with changing deadlines.Strong proficiency using windows based applications, including MS Office applications such as Word, Excel, PowerPoint, Access, and MS Project.Strong analytical skills and strict attention to detail.Excellent interpersonal, verbal, and written communication skills.Excellent organisational skills.Creative and effective problem solving skills.Excellent time-management skills.Displays initiative and is self-driven.

Experience & Qualifications:

Bachelor's degree in Business Admin, Finance or a Technical Discipline.Proven experience working within Compliance, ideally within the Investment Management/Trading space.SThree UK and Ireland is acting as an Employment Agency in relation to this vacancy.