Compliance Advisor - London
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Compliance Advisor
London
up to £55,000 + benefits
We are currently representing a leading investments organisation in their search for a compliance advisor. My client are a FTSE 250 organisation going from strength to strength - they have recently won awards for the best advisor platform and overall service.
* This role will see you support the corporate compliance manager and you will play a key role in delivering advice on operational, financial crime and conduct related matters.
* You will manage the various compliance processes - in particular financial promotions approvals
* You will also manage the group policy approval process and policy list
* You will assist in reg change projects and various other compliance initiatives
Required experience
* Experience working in a financial services compliance department
* Experience providing compliance advice on conduct
* Understanding of financial products, ie Pensions
* Knowledge of the FCA handbook
* Ideally experience approving fin promotions & working on reg chance projects
* Educated to degree level
Please apply online with a copy of your recent CV to be considered