Compliance Advisor - London


Premium Job From BCT Resourcing

Recruiter

BCT Resourcing

Listed on

4th March 2019

Location

London

Salary/Rate

£45000 - £55000

Type

Permanent

Start Date

2019-03-04

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Compliance Advisor

London

up to £55,000 + benefits

We are currently representing a leading investments organisation in their search for a compliance advisor. My client are a FTSE 250 organisation going from strength to strength - they have recently won awards for the best advisor platform and overall service.

* This role will see you support the corporate compliance manager and you will play a key role in delivering advice on operational, financial crime and conduct related matters.

* You will manage the various compliance processes - in particular financial promotions approvals

* You will also manage the group policy approval process and policy list

* You will assist in reg change projects and various other compliance initiatives

Required experience

* Experience working in a financial services compliance department

* Experience providing compliance advice on conduct

* Understanding of financial products, ie Pensions

* Knowledge of the FCA handbook

* Ideally experience approving fin promotions & working on reg chance projects

* Educated to degree level

Please apply online with a copy of your recent CV to be considered

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