Compliance Advisory Manager

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Compliance Advisory Manager

Conduct Advisory Manager

Capital Markets Regulatory Advisory Manager

My client, a leading Investment Bank, are looking for a Compliance Advisory Manager to work out of their London offices on a long-term contract basis.

The client requires 2 candidates

Public Side Compliance Advisory Manager:

Responsible for the delivery of Compliance & Conduct advisory services within the Financial Markets (FM) Business Unit - which includes teams focused on:

* Trading - FX, Rates, Credit, Money Markets and Repo.

* Sales - FI, Global Corporate, Mid Markets and SME.

Private Side Compliance Advisory Manager:

Responsible for the delivery of Compliance & Conduct advisory services to the Global Corporates (GC) and Financial Institutions (FI) coverage teams, and the Capital Markets (CM) team - which is focused on the primary market in bond issuance, syndicated lending, and derivatives hedging.

The Compliance Advisory Manager will be responsible for establishing strong relationships within their respective business Units, and other relevant functional support areas, and assisting these business units/teams in embedding an appropriate compliance and conduct culture within the organisation. Proactively providing specialist compliance and conduct advice, and constructive challenge to these business Units and to support them in identifying and addressing current and impending regulatory risks.

The successful Compliance Advisory Manager candidates will have the following:

- Demonstrable track record of conducting similar Compliance Advisory or Conduct Advisory roles within Investment Banking

- Strong experience across either Public side advisory (Financial Markets, Sales, Trading, Credit, Rates, MM, Repo etc.) or Private side advisory (Global Corporates, Financial Institutions, Capital Markets, bond issuance, syndicated lending, derivatives hedging etc.)

- Excellent understanding of UK regulatory expectations.

If you are interested and meet the above requirements then please apply for the Compliance Advisory Manager roles immediately.

Key words: compliance advisory, conduct advisory, operational risk, assurance, regulatory risks, capital markets, financial markets, risk and controls, London, control framework

To find out more about Orgtel please visit www.orgtel.com

Orgtel, a trading division of SThree Partnership LLP | Registered office | 1st Floor, 75 King William Street, London, EC4N 7BE, United Kingdom | Partnership Number | OC387148 England and Wales